Confiance, Financial & Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,507,626
Clients
60
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
60
HighAverage account size
$508,460
About
Confiance, LLC provides asset management and financial planning services to individuals, trusts, estates, charitable organizations, corporations and other business entities, managing roughly $31.4 million for about 60 client accounts. The firm offers both discretionary and non-discretionary portfolio management and typically charges fees based on a percentage of assets under management, with financial planning included for asset-management clients.
The firm implements client portfolios using model growth and income allocations and a mix of individual equities, exchange-traded funds, bonds and mutual funds, tailoring allocations to each client’s objectives and risk tolerance. Confiance generally operates with discretionary trading authority, conducts at least monthly reviews, and may recommend or use option strategies and short sales when appropriate to client needs.
Compared with many solo independent advisers, Confiance discloses continuity and affiliation arrangements — including succession-plan agreements with other wealth management firms on the Schwab platform and the practice of aggregating affiliated accounts for trading — and it uses Schwab’s institutional services and reporting. The firm is no longer accepting new clients as of December 31, 2025, continues to serve existing households (and certain family members), and lists charitable organizations among its client types, a client demographic that is less common among peers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Divorce financial planning
Income planning
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% Over $2,000,000+: Negotiable
Account minimum: $1,500 minimum annual fee for new Asset Management clients Minimum fee: Minimum annual fee of $1,500 ($125 per month) for new Asset Management clients, may be modified under certain circumstances Fee-only: Financial planning services offered as inclusive service for investment advisory clients; also offered through a mutually agreed upon fee agreement or client retainer basis
Main office location
Confiance, Financial & Investment Advisors
600 Superior Avenue E., Suite 1300
Cleveland OH 44114-2654, United States
Number of offices
1
Most active in
Confiance, Financial & Investment Advisors has reported serving >5 clients in these states in the last 12 months.
Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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