Concierge Financial Advisor LLC

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Client assets under management

$39,009,570

Clients

88% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$4,876,196

About

Concierge Financial Advisor LLC provides financial planning and ongoing portfolio management primarily to high‑net‑worth individuals, trusts, estates, small businesses, charitable organizations, and corporations; the firm manages about $40.35 million for eight client relationships with two advisors. The firm builds customized Investment Policy Statements and offers both discretionary and limited‑discretionary account management tied to each client’s objectives and risk tolerance.

Investment implementation combines long‑term strategic and medium‑term tactical models that use ETFs, individual equities, fixed income, REITs, and alternative ETPs, with individualized asset selection and regular rebalancing. For approved high‑net‑worth clients CFAdvisor may employ derivatives and options strategies and limited hedging (including leveraged inverse ETFs) in separately managed accounts, and it documents client limits and written approvals for trades that exceed client‑specified thresholds.

Noteworthy features include the firm’s explicit use of derivatives and options within separately managed accounts—an uncommon practice among peers—and a formal risk‑management offering targeted at clients with at least $1.5 million in AUM. The firm also periodically offers complimentary educational workshops for clients and their guests and operates with a small, concentrated client roster relative to its assets under management.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Options & derivatives strategies Concentrated stock management ESG / Sustainable investing Private / alternative investments

Occupation focus

Founder/Business Owner

Fee options

Percentage

$250,000 - $499,999: 1.25% annually $500,000 - $1,499,999: 1.00% annually $1,500,000 - $2,999,999: 0.80% annually $3,000,000 - $7,499,999: 0.75% annually $7,500,000+: 0.60% annually

Other

Account minimum: $250,000 Fee-only: Portfolio management fees on AUM, negotiable, no commissions charged, no performance fees, financial plan creation initial assessment complimentary

Main office location

Concierge Financial Advisor LLC

Parrish FL, United States

Number of offices

Most active in

Florida · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Instagram Website 813-436-3600

Advisors at this firm

Nicole P

Series 65

Parrish, FL

Concierge Financial Advisor LLC

Nicole Phelan is a Series 65-licensed financial advisor with Concierge Financial Advisor LLC, bringing four years of industry experience. She has worked at Harwood Financial Group and has been with Concierge Financial Advisor LLC since 2021. Concierge Financial Advisor LLC provides financial planning and portfolio management primarily for high-net-worth individuals, families, trusts, estates, small businesses, and retirement plans. The firm manages approximately $37.8 million and employs a customized investment approach that includes long-term strategic and medium-term tactical models using a variety of investment vehicles under discretionary mandates.

Options & derivatives strategies Concentrated stock management ESG / Sustainable investing Private / alternative investments Founder/Business Owner

Robert P

CFA®, Series 65

Parrish, FL

Concierge Financial Advisor LLC

Robert Phelan is a CFA® charterholder and holds a Series 65 license with four years of experience in financial advising at Concierge Financial Advisor LLC. He previously worked at American Express for 16 years and has provided part-time consulting in risk management policies and reviews for large corporations. Concierge Financial Advisor LLC specializes in financial planning and portfolio management for high-net-worth individuals, families, trusts, estates, small businesses, and retirement plans. The firm uses customized Investment Policy Statements and a combination of strategic and tactical investment models, including ETFs and options, focusing on discretionary mandates and formal risk management services for clients with over $1.5 million in assets.

Options & derivatives strategies Concentrated stock management ESG / Sustainable investing Private / alternative investments Founder/Business Owner

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