Concert Investment Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$91,116,908
Total clients
178
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
178
Average account size
$511,893
About
Concert Investment Advisory LLC provides discretionary portfolio management and institutional consulting to individuals (including high-net-worth clients) and institutional clients, using client-specific Investment Policy Statements to guide asset allocation and selection. The firm offers ongoing monitoring and reporting and lists a minimum account size that may be waived at the advisor’s discretion.
The firm’s investment approach combines fundamental, technical and cyclical analysis and makes use of a range of strategies, including private funds and alternative investments, short-term trading, short sales, margin and options writing. Concert requests discretionary trading authority to implement portfolios and conducts at least biannual reviews of client accounts, with additional reviews triggered by material life or market events.
The brochure discloses that the firm’s representatives are registered or have pending applications as broker-dealer representatives, a regulatory affiliation that is uncommon among independent solo advisors and that the firm says it manages through disclosure and internal policies. The firm also emphasizes use of alternative investments and active trading strategies, and describes participation in custodian programs and other third‑party arrangements that could give rise to conflicts of interest which it intends to mitigate.
Client services
Fee options
Negotiable up to a maximum of 1.95% annually
Account minimum: $80,000.00
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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