Compound Planning, Inc.

Compound serves individuals (including high‑net‑worth clients), financial intermediaries, and institutional clients through a mix of portfolio management, turnkey asset management (TAMP) services, separately managed account direct‑index solutions, financial planning and consulting, and sub‑advisory arrangements. As of August 31, 2025 the firm reported approximately $4.3 billion in assets under management and delivers advice through a multi‑advisor platform to both retail and intermediary clients.

The firm offers discretionary and non‑discretionary portfolio management built around in‑house and third‑party models, with customization available via its Direct Index Solutions and separately managed account capabilities; suitability and ongoing oversight are conducted through standard client profiling and periodic reviews. Compound discloses that it relies on sponsor content, model research, and industry reporting in constructing and reporting strategies, and it states that sponsor materials reflect the sponsor’s opinions and are not personalized advice.

Compound’s brochure discloses several features that differentiate its offering: a strategic minority investment and preferred direct/indexing relationship with an FT FinTech affiliate (including designation of a preferred Canvas indexing platform), sub‑advisory programs that include Franklin Managed options strategies and a SyntheticFi securities‑backed lending program using option‑based box spreads, and a network of Associates who are also licensed insurance agents through Compound Insurance Services, Inc. The firm also provides educational seminars and distributes sponsor content and market commentary to intermediaries and clients, and it cautions that such materials (and related performance illustrations) are sponsor opinions and not individualized investment advice.