COMPASS Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$97,951,636
Total clients
66
59% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
66
Average account size
$1,484,116
About
COMPASS provides fee-only wealth management, investment management, and consulting services to individuals and families as well as to institutional clients. Its institutional clientele includes small businesses, corporations, non‑profits and charitable organizations, and it offers retirement-plan sponsor services for 401(k), 403(b), defined benefit, profit‑sharing and similar plans.
The firm’s investment approach centers on strategic asset allocation documented in an investment policy statement, with portfolios implemented primarily through no‑load mutual funds and ETFs and, for larger mandates, separate accounts. Investment decisions are guided by fundamental analysis, manager due diligence, and research from independent data providers and rating agencies, with portfolios adjusted over time for client‑specific needs and market considerations.
What distinguishes COMPASS from many peers is the emphasis on institutional work — including pension consulting and fiduciary advisory services for plan sponsors — and the provision of participant education and seminars as part of retirement-plan services. The brochure also notes a focus on manager selection and ongoing monitoring, and reiterates the firm’s fee‑only structure and avoidance of commission‑based compensation.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Wealth management
Equity compensation tax strategy
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Private / alternative investments
Occupation focus
Founder/Business Owner
Executive
Fee options
Fixed fees for consulting services may be charged upon agreement with client
$0 - $1,000,000: 1.00% of assets annually $1,000,000 - $3,000,000: 0.75% of assets annually $3,000,000 - $5,000,000: 0.50% of assets annually $5,000,000+: 0.30% of assets annually
$400 per hour for consulting services, normally subject to $3,000 minimum
Account minimum: $10,000 minimum annual fee Minimum fee: $10,000 minimum annual fee for Wealth Management Solutions and Institutional Investment Management; $5,000 minimum annual fee for Institutional Investment Consulting and Fiduciary Advisory Service Fee-only: Fee-only provider; no commissions accepted
Most active in
COMPASS Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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