Compass Private Wealth Consulting, LLC

The firm serves individual investors as well as pension and profit‑sharing plans, trusts, estates and charitable organizations, delivering ongoing discretionary portfolio management and written financial planning. It primarily advises on mutual funds, ETFs and individual equities and also provides retirement‑plan rollover guidance and occasional advice on other securities and instruments.

Its investment process combines traditional fundamental and technical analysis and implements both long‑term and short‑term purchases within a discretionary mandate, with account reviews conducted at least quarterly. The firm operates on a fee‑only basis, primarily charging a percentage of assets under management, and places client assets with independent third‑party custodians.

The firm’s principal holds CPA, PFS and CFP credentials and continues to prepare individual tax returns seasonally, creating an integrated tax‑and‑investment service that some clients use in combination; the firm discloses this dual relationship and offers clients the option to obtain tax services elsewhere to address potential conflicts. As a solo adviser managing roughly $19.8 million for a compact client base, the practice is notable for pairing traditional wealth‑management services with active tax planning experience.