Compass Coaching and Consulting, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
201
0% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
201
Very HighAverage account size
$0
About
Compass serves individual and high-net-worth clients as well as trusts, estates, and charitable organizations, offering financial planning and consulting and coordinating investment management through unaffiliated third‑party managers (TPMs). Financial planning is offered on standalone hourly or fixed‑fee terms and implementation or custody of assets is generally handled by custodians or TPMs rather than Compass directly.
Compass functions as the client’s primary point of contact, collecting investor profile information, recommending or allocating among TPM‑managed models, and monitoring accounts for needed re‑allocations; TPMs typically retain discretionary trading authority and execute trades on managed models. The firm does not maintain custody of client funds, reported no assets under management as of December 31, 2025, and does not itself exercise discretionary trading authority or directly manage portfolios for clients.
Noteworthy distinctions in the brochure include an affiliation with an insurance agency (Integrity Financial Services, LLC), with firm representatives licensed to sell commission‑based insurance products and a disclosure of the related conflicts of interest. The brochure also discloses joint seminar arrangements and expense reimbursements with a TPM, the firm’s use of client testimonials in marketing materials, and recent additions to its disclosures about risks associated with recommending structured notes.
Client services
Financial planning
Selection of other advisers
Expertise
Annuities
Charitable giving & philanthropy
College savings (529s, UTMA, etc.)
Debt management
Fee options
Fixed fees for financial planning and consulting based on scope and time anticipated
Negotiable asset-based fee; generally Compass’ portion ranges from 0.50% to 1.70% of client assets under management, depending on negotiation and TPM fee share
$375 per hour billed in six-minute increments
Account minimum: $150,000 Fee-only: Financial Planning and Consulting fees are negotiable on a case-by-case basis, charged hourly at $375 per hour or fixed fee based on scope
Main office location
Compass Coaching and Consulting, LLC
2162 E 61 St
Tulsa OK 74136, United States
Number of offices
2
Most active in
Compass Coaching and Consulting, LLC has reported serving >5 clients in these states in the last 12 months.
Oklahoma
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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