Compass Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,925,000
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$1,615,625
About
Compass Advisors is a fee-only independent advisory firm that provides comprehensive financial planning and portfolio management to individual clients. The firm tailors advice to each client’s goals, risk tolerance, time horizon and tax situation while focusing its investment management on individual stocks and exchange-traded funds.
The firm’s investment process emphasizes fundamental stock-selection criteria such as insider ownership, dividend yield and dividend growth, low valuation, capital efficiency and financial strength, and it supplements this with limited technical analysis (Relative Strength Index and Bollinger Bands). For international exposure it uses American Depositary Receipts and, for higher-net-worth clients, foreign ordinaries; the brochure also outlines a wide range of market and operational risks the firm monitors.
Notably, Compass does not charge fees based on a percentage of assets under management, an approach that differs from many independent advisers. The firm manages a small client roster (eight clients, roughly $13 million in assets) and follows several operational practices that are uncommon among peers — it does not aggregate trades, relies on a third‑party custodian for reporting, and applies an explicit trade allocation queue to align employee and client transactions.
Client services
Financial planning
Portfolio management
Expertise
Income planning
General retirement planning
Wealth management
Active portfolio management
General tax planning
Fee options
Quarterly retainer fee paid in arrears (specific amount not stated)
Fee-only: Initial comprehensive financial plan fee: 0.5% - 1% of portfolio value, adjusted quarterly based on gold price; ongoing quarterly retainer fee (amount not specified)
Main office location
Compass Advisors LLC
Big Canoe GA, United States
Number of offices
1
Most active in
Compass Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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