Colwyn Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$61,185,986
Total clients
210
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
210
Average account size
$291,362
About
Colwyn Investments is an independent, single‑advisor registered investment adviser that provides discretionary portfolio management and comprehensive financial planning to individuals and to some businesses and non‑profit clients, including pension and retirement plans. The firm reports managing about $61.2 million in client assets across roughly 210 client relationships and offers both implementation and ongoing monitoring of advised portfolios.
The firm’s investment process emphasizes fundamental analysis supplemented with technical tools and seeks to tailor asset allocation and diversification to clients’ objectives and risk tolerances. Portfolios may include exchange‑listed stocks, mutual funds, ETFs, bonds, options, and alternative or private‑placement vehicles (for example, BDCs, non‑traded REITs, and oil and gas programs); most client accounts are managed on a discretionary basis with regular (quarterly) reviews and annual financial‑plan reviews.
What is noteworthy about the firm relative to peers is the unusually high client load for a solo adviser (over 200 clients) and the principal’s role as a licensed independent insurance agent, which the brochure discloses can create commission conflicts of interest. The firm also provides institutional/pension consulting and recommends illiquid alternative investments—services and product types that are less common among similar independent, single‑adviser practices and that may carry distinct liquidity and conflict considerations for prospective clients.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Active portfolio management
Passive / index investing
Private / alternative investments
Options & derivatives strategies
Real estate investing
Fee options
Comprehensive Financial Plan $2,500 fixed fee; Annual Financial Plan Review $1,000 fixed fee
$0 - $100,000: 2% per annum $100,001 - $500,000: 1.75% per annum $500,001+: 1.5% per annum
Insurance commissions earned by IA Reps acting as independent insurance agents; commissions are separate from advisory fees
Separate Financial Planning Consultations charged at $150 per hour
Account minimum: $100,000 Fee-only: Comprehensive Financial Plan $2,500 fixed fee; Annual Financial Plan Review $1,000 fixed fee; Separate Financial Planning Consultations $150 hourly fee
Main office location
Colwyn Investments LLC
10923 S Redwood Road
South Jordan UT 84095, United States
Number of offices
1
Most active in
Colwyn Investments LLC has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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