Collective Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,599,516
Total clients
22
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
22
Average account size
$390,887
About
Collective Wealth provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, charitable organizations, and business entities. Like many independent advisers, it charges asset-based fees and delivers ongoing portfolio management and planning services tailored to client goals.
The firm builds portfolios based on client objectives, time horizons, and risk tolerances and performs periodic rebalancing and account reviews; it also uses technical analysis as part of its investment process. Collective Wealth permits the use of margin and options strategies in managed accounts and discloses that borrowing may be used in separately managed accounts.
Compared with typical solo independent advisers, the firm offers ERISA-plan services in both limited-scope 3(21) and discretionary 3(38) roles and accepts pension, profit‑sharing and other plan clients, while expressly excluding certain illiquid or employer-related assets from plan assignments. The firm’s lead adviser maintains an affiliated insurance business and sells insurance products (with related commission compensation), a relationship the brochure discloses and describes as a managed conflict.
Client services
Financial planning
Portfolio management
Pension consulting
Occupation focus
Founder/Business Owner
Retired
Fee options
$0+: up to 2% annually (negotiable) for discretionary asset management $0+: up to 1% annually (negotiable) for ERISA plan services
Investment advisor representatives may receive commissions from sales of insurance products as licensed agents, separate from advisory fees.
Financial planning services charged at $250 per hour.
Account minimum: $250,000 (may be lowered or waived in certain instances) Fee-only: Asset management fees based on assets under management; financial planning charged hourly; no commissions on asset management or ERISA plan services.
Main office location
Collective Wealth, LLC
Tulsa OK, United States
Number of offices
1
Most active in
Collective Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
Oklahoma · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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