Coletta Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,907,260
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
24
8% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$287,803
About
Coletta Capital, LLC is an independent, single-advisor registered investment adviser that provides discretionary asset management and standalone financial planning to individuals, high‑net‑worth individuals, and to trusts and estates. The firm charges asset‑based advisory fees for ongoing portfolio management and offers fixed‑fee financial plans delivered within approximately 60 days.
Portfolios are managed on a discretionary basis and constructed using a mix of fundamental, technical, charting and cyclical analysis across mutual funds, ETFs, equities, fixed income and, when appropriate, options; account reviews occur at least quarterly with rebalancing and adjustments tied to client objectives and changing circumstances. Custody and trade execution are arranged through Charles Schwab’s institutional platform, which the firm uses for trade execution, reporting and back‑office support.
The firm reports serving charitable organization clients in addition to individual and trust clients, a client type that is uncommon among independent solo advisers. It also maintains an affiliated insurance practice that occupies a portion of the adviser’s time and may lead to commissionable product recommendations (a conflict the brochure discloses and says is mitigated by firm policies); the firm does not impose a stated account minimum and does not vote client proxies, which clients receive directly from their custodians.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Retirement income strategy
Fee options
Financial planning fees range from $500 to $3,000 depending on complexity and client situation.
$0 - $1,000,000: 1.25% annually $1,000,001 - $5,000,000: 0.50% annually $5,000,001+: negotiable
Main office location
Coletta Capital, LLC
159 Crocker Park Blvd, Suite 400
Westlake OH 44145, United States
Number of offices
1
Most active in
Coletta Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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