Cohen, Steven J CFA
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,000,000
Clients
3
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$333,333
About
SJC Capital LLC operates as a multi-family office providing bespoke wealth management, portfolio management, financial planning, pension consulting and selection of specialist external advisers. The firm states it serves individuals, families, trusts, investment companies and pension plans and sets a $10,000,000 account guideline, and its client base is small and oriented toward high-net-worth and institutional pension clients with a significant non‑U.S. constituency.
The firm combines traditional fundamental analysis with proprietary artificial intelligence and machine‑learning models and relies substantially on quantitative portfolio management and active trading strategies, with manual trade review. Its stated implementation can include derivatives and borrowing within separately managed accounts, and the firm discloses and publishes live performance results rather than back‑tested simulations.
Distinctive features include the firm’s acceptance of commissions and performance‑based fees (including side‑by‑side management), its disclosure that it may receive compensation when directing client monies to specialist products, and a stated pension consulting practice with specialist knowledge of UK and Swiss pensions. The firm also notes involvement in creating a secondary market for private equity and other illiquid investments and addresses related conflicts through trade aggregation and allocation policies.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Private / alternative investments
Retirement plans for business owners (SEP, solo 401k)
Cross-border / expatriate tax planning
Fee options
$0+: 1% per annum for portfolio of external strategies $0+: 2% per annum management fee for Exchange Listed Securities & ETFs, or 20% performance fee with high watermark plus 2% one-off setup fee
Commissions from directing clients monies to certain specialist investment products; no offset to advisory fees
$500/hour for Financial Planning Services without discretionary management mandate; $500/hour for Pension Consulting
20% performance-based fees with high watermark, deducted quarterly, applicable to Exchange Listed Securities & ETFs and other client assets as described
Account minimum: $10,000,000
Main office location
Cohen, Steven J CFA
Suite 14342, 7901 4 Th Street North
St Petersburg FL 33702, United States
Number of offices
1
Most active in
Cohen, Steven J CFA has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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