C
Codex Capital Asset Management, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$288,115,322
Clients
18
100% high-net worth
Advisors
1
of 1 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
Very LowAverage account size
$16,006,407
About
Codex Capital Asset Management, L.L.C. provides discretionary investment management through separately managed accounts to high‑net‑worth individuals and to pension and profit‑sharing plans. The firm maintains a $1,000,000 account minimum and reports a small client roster (18 clients), with no reported non‑HNW individual clients.
The firm employs a fundamental, bottom‑up research process and typically pursues buy‑and‑hold equity strategies across capitalization ranges, including growth, value and style‑neutral mandates, and can manage global or country‑specific portfolios. Portfolios are managed on a discretionary basis and may be tailored to client‑specific restrictions, risk tolerances and investment objectives.
Codex is unusual among supported firms for its high assets under management per advisor—roughly $304 million managed by a single advisor—which reflects concentrated client relationships and larger account sizes. Operationally, the firm does not aggregate client orders and reports no soft‑dollar or wrap‑program participation, practices that can influence trade execution and commission outcomes relative to many peers.
Client services
Portfolio management
Expertise
Active portfolio management
General retirement planning
Fee options
0.40% per annum for index-only accounts; 0.80% per annum for actively managed accounts
Account minimum: $1,000,000
Main office location
Codex Capital Asset Management, L.L.C.
Dallas TX, United States
Number of offices
1
Most active in
Codex Capital Asset Management, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")