Code Waechter LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$406,327,914
Clients
322
41% high-net worth
Advisors
4
of 9 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Clients per advisor
81
HighAverage account size
$1,261,888
About
Code Waechter LLC advises individuals, high-net-worth clients, families, trusts, and select institutional clients through financial planning and discretionary asset management. The firm also provides standalone planning engagements and implements recommendations for clients who choose to become asset management clients.
Investment decisions are typically guided by written financial plans and proprietary investment models, using fundamental analysis and a mix of active and passive strategies; the firm also may allocate to third‑party managers when appropriate. Reviews are conducted regularly and CW can manage accounts on a discretionary basis, with procedures for non‑discretionary instructions when required.
A notable distinguishing feature is that several professionals at the firm are separately licensed as independent insurance agents and may receive commissions for insurance and employee-benefit products, a practice less common among similar team firms; CW discloses this potential conflict and maintains a Code of Ethics and disclosure practices to address it. The firm also assists business owners with group and voluntary employee benefits and uses custodial and operational services from a major institutional custodian to support trading, reporting, and back‑office functions.
Client services
Expertise
Occupation focus
Fee options
Financial planning fees range from $750 to $6,000, negotiable and can be waived at discretion of CW
$0 - $1,000,000: 0.95% annually $1,000,001 - $2,000,000: 0.80% annually $2,000,001 - $3,000,000: 0.70% annually $3,000,001 - $4,000,000: 0.60% annually $4,000,001 - $5,000,000: 0.50% annually $5,000,001+: 0.35% annually
Account minimum: $500,000
Main office location
Code Waechter LLC
4890 W. Kennedy Blvd., Suite 680
Tampa FL 33609, United States
Number of offices
1
Most active in
Florida · Georgia · New Hampshire · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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