CM20 Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$19,701,967
Clients
10
70% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$1,970,197
About
CM20 Wealth Management is an independent, single-advisor registered investment adviser serving individuals (including high-net-worth individuals), non-profits, and small businesses through discretionary investment management. The firm develops individualized Investment Policy Statements and constructs portfolios that use individual U.S. common equities as a cornerstone, supplemented with mutual funds and ETFs to achieve diversification.
CM20 employs a growth-at-a-reasonable-price (GARP) approach grounded in fundamental analysis to select individual equities, and it may use technical analysis to inform sell decisions. The firm also implements derivatives strategies in separately managed accounts—most explicitly covered-call option writing—as part of its portfolio management toolkit.
Distinctive features include the principal’s CFA designation and a practice focused solely on discretionary management for a small client base with roughly $19.7 million in AUM. The firm requires custody at Schwab Institutional, collects advisory fees by direct deduction (resulting in constructive custody safeguards), and does not accept proxy voting authority, leaving voting decisions to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000.01 - $2,000,000: 0.90% annually $2,000,000.01 - $5,000,000: 0.85% annually Above $5,000,000+: Negotiable
Main office location
CM20 Wealth Management
Denver CO, United States
Number of offices
1
Most active in
CM20 Wealth Management has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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