CLP Asset Management, LLC

CLP Asset Management, LLC is an SEC-registered independent investment adviser that provides wealth management and investment advisory services to individual clients through discretionary and non-discretionary managed accounts. The firm reports $173.8 million in discretionary assets, serves six client relationships, and requires a $5 million minimum account size; it also offers negotiated flat‑fee consulting arrangements.

CLP tailors portfolios to client objectives, time horizon, and risk tolerance and employs strategies such as asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term purchases. The firm may allocate client assets to mutual funds, ETFs and private funds and discloses that underlying vehicles can employ derivatives and similar instruments, with the associated market and derivatives risks described in its brochure.

Distinctive features include the firm’s advisory role with private family‑office funds and a related fund‑of‑funds vehicle that are not publicly offered, and the receipt of indirect compensation from those family‑office arrangements. The firm is also technically considered to have limited custody for certain family‑office accounts (triggering a required surprise examination), maintains a small client base relative to its AUM, and conducts periodic due diligence of service providers that use artificial intelligence components.