Cleveland Retirement Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$48,837,988
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
60
37% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
60
Average account size
$813,966
About
Cleveland Retirement Planning LLC provides investment management, financial planning, and retirement plan advisory services to individuals—including higher‑net‑worth clients—as well as pensions and profit‑sharing plans. The firm offers portfolio management billed on an assets‑under‑management basis and delivers financial planning and estate‑planning coordination under separate fee arrangements.
The firm constructs diversified portfolios using mutual funds, exchange‑traded funds, individual equities and fixed‑income securities, applying both fundamental and technical analysis and considering international exposure where appropriate. It typically implements strategies on a discretionary basis, tailors allocations to client risk profiles and may recommend third‑party money managers while using SEI Investments and Charles Schwab platforms for execution and custody services.
Compared with many independent peers, Cleveland Retirement Planning additionally provides pension consulting and serves as advisor to several 401(k) plans—an offering that only a minority of similar firms provide. The firm also coordinates estate‑document creation through a third‑party provider (EncorEstate/Helios) and manages a material level of discretionary assets while generally working with clients who meet its wealth‑suitability criteria.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Retirement income strategy
Wealth management
Cash flow / budgeting
Fee options
Financial planning flat fee as agreed upon; Estate planning flat fee $1,500 to $3,500 per engagement
$0 - $250,000: 1.50% $250,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.80% $5,000,001 - $7,000,000: 0.60% Over $7,000,000+: 0.50%
Financial planning services provided at hourly rate as agreed upon in Financial Planning contract
Fee-only: Financial planning services at flat fee as agreed upon; Estate planning services $1,500 to $3,500 per plan
Main office location
Cleveland Retirement Planning LLC
1991 Crocker Road,, Suite 600
Westlake OH 44145, United States
Number of offices
3
Most active in
Cleveland Retirement Planning LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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