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Clearwave Capital

Updated today

Client assets under management

$302,099,537

Clients

305

24% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

102

High

Average account size

$990,490

About

Clearwave Capital serves a mix of individual and high‑net‑worth clients as well as trusts, retirement plans, and business entities. The firm provides comprehensive portfolio management, asset management, financial planning and consulting, and retirement plan consulting, and it also facilitates relationships with third‑party money managers and sub‑advisors.

Portfolios are tailored to client objectives and may include individual stocks, bonds, ETFs, options, mutual funds and private or alternative investments; the firm describes using fundamental, technical, quantitative, sector and qualitative analysis and conducts ongoing monitoring and rebalancing. Clearwave may manage accounts on both a discretionary and non‑discretionary basis, performs due diligence on third‑party managers, and uses American Funds F‑2 share classes for certain advisory arrangements.

Noteworthy aspects disclosed in the brochure include that representatives are licensed insurance agents/brokers who receive customary commissions for insurance sales (a potential conflict the firm discloses), while the firm states it does not sell securities for commission in advisory accounts. The firm also provides services for retirement plans and other pooled vehicles, maintains a relatively large asset base with a small adviser team, and discloses receiving transition assistance from a major custodian.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Equity Recipients (RS/RSU, SOP, ESPP) Concentrated stock management Business exit / sale strategy Multi-generational wealth transfer

Fee options

Fixed

Flat fees up to $30,000 for Financial Planning & Consulting; Flat fees up to $50,000 for Retirement Plan Consulting

Percentage

$0+: Up to 2.00% annually (Comprehensive Portfolio Management and Asset Management - negotiable, maximum fee) $0+: 0.25% to 1.00% annually (American Funds Distributors, Inc. F-2 Share Directly Held Funds - flat rate, non-negotiable) $0+: Up to 1.00% annually (Retirement Plan Consulting based on percentage of Plan assets)

Other

Fee-only: Flat fees up to $30,000 for Financial Planning & Consulting; Flat fees up to $50,000 for Retirement Plan Consulting; $10 setup fee and $10 annual fee for American Funds accounts

Main office location

Clearwave Capital

1425 West Foothill Blvd, Suite 120

Upland CA 91786, United States

Number of offices

1

Most active in

Arizona · California · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Corey C

Series 63, Series 65, Series 66

Upland, CA

Clearwave Capital

Corey Cunningham is a financial advisor at Clearwave Capital with eight years of industry experience. He holds the Series 63, Series 65, and Series 66 licenses. His prior experience includes roles at BBVA S.A., Secfi Securities, LLC, and Sanford C. Bernstein & Co., LLC. Clearwave Capital serves individuals, trusts, pension and profit-sharing plans, and business entities with portfolio and asset management, financial planning, and retirement plan consulting. The firm employs a multi-faceted investment approach that incorporates fundamental, technical, and quantitative analysis, utilizing a range of securities and sub-advisors for portfolio implementation and oversight.

Equity Recipients (RS/RSU, SOP, ESPP) Concentrated stock management Business exit / sale strategy Multi-generational wealth transfer
user avatar

Peter V

Series 63

Upland, CA

Clearwave Capital

Peter Voss is a financial advisor at Clearwave Capital with 41 years of industry experience. He holds a Series 63 designation and previously worked at CommonWealth Financial Network and Cunningham & Voss Financial Services. In addition to his advisory role, he spends a significant portion of his time selling fixed insurance products, including health insurance and employee benefits. Clearwave Capital serves individuals, trusts, pension and profit-sharing plans, and business entities with portfolio and asset management, financial planning, and retirement plan consulting. The firm employs a multifaceted investment approach that includes fundamental and quantitative analysis, asset-allocation strategies, and use of sub-advisors to support implementation and oversight.

Equity Recipients (RS/RSU, SOP, ESPP) Concentrated stock management Business exit / sale strategy Multi-generational wealth transfer
user avatar

Garrett C

Series 63, Series 65

Upland, CA

Clearwave Capital

Garrett Cunningham is a financial advisor with Clearwave Capital who holds Series 63 and Series 65 licenses and has 37 years of industry experience. He previously worked at CommonWealth Financial Network and Cunningham & Voss Financial Services. In addition to his advisory role, he spends a portion of his time selling individual and group medical, dental, fixed life, and disability insurance products. Clearwave Capital serves individuals, trusts, pension and profit-sharing plans, and business entities with portfolio and asset management, financial planning, and retirement plan consulting. The firm employs a diversified investment process that includes fundamental and quantitative analysis, asset allocation strategies, and may use margin, options, and alternative investments, often working with sub-advisors to implement and oversee accounts.

Equity Recipients (RS/RSU, SOP, ESPP) Concentrated stock management Business exit / sale strategy Multi-generational wealth transfer
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