Clearbridge Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
10
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$0
About
ClearBridge Financial provides fee-for-service financial planning and consulting to high‑net‑worth individuals and business clients, including physicians, small business owners, family‑owned businesses, and retirees. The firm does not provide discretionary portfolio management or custody of client assets and instead delivers written plans and implementation recommendations for clients to execute.
The firm’s advisory work relies on fundamental analysis and may include recommendations of mutual funds, exchange‑traded funds, public equities, and corporate and municipal debt, typically organized around long‑term target asset mixes with periodic rebalancing. Planning engagements are billed hourly at a disclosed rate (with an initial deposit typically required) and the firm generally expects to deliver plans within several months of engagement.
Noteworthy features include a very small client roster (roughly ten clients) and an explicit absence of percentage‑of‑AUM fee arrangements, emphasizing planning over asset management compared with many peers. The brochure discloses that the adviser is dually registered with a broker‑dealer and engages in insurance brokerage (which can generate commissions and 12b‑1 payments) and that client testimonials are used in advertising, each disclosed as potential sources of conflicts of interest.
Client services
Financial planning
Occupation focus
Founder/Business Owner
Retired
Fee options
Commissions and/or 12b-1 fees received as registered representative of LPL Financial for brokerage transactions; commissions may also be received from insurance product sales
$375 per hour
Fee-only: $375 per hour for financial planning and consulting services
Main office location
Clearbridge Financial
51 East Campbell Ave., Suite 124
Campbell CA 95008, United States
Number of offices
1
Most active in
Clearbridge Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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