Class VI Family Office, LLC

Class VI Family Office advises individuals—primarily business owners, executives, and entrepreneurs—on wealth planning and investment management, with particular emphasis on planning before, during, and after significant liquidity events. Services include discretionary and non-discretionary portfolio management, comprehensive wealth planning (estate, tax, cash-flow and legacy planning), limited-scope consulting, and assistance with retirement plan rollovers and third-party managers.

The firm follows a holistic, IPS-driven process that emphasizes strategic asset allocation, tax-efficiency, and capital preservation, using mutual funds (institutional share classes), ETFs, individual equity and fixed income, and, when appropriate, alternative investments. Advisors perform quarterly portfolio reviews, provide periodic plan updates, and utilize third‑party platforms (including Orion) and outside managers for specialized mandates and reporting.

Class VI Family Office is part of a multi-entity Class VI group that includes a FINRA-registered broker-dealer and an affiliated registered adviser that sponsors a private fund focused on growth capital for small- to mid-sized companies; the brochure discloses the firm may recommend the private fund to clients and that affiliates may receive carried interest and placement-related roles, with client disclosure and consent procedures in place. The firm’s roots in M&A and its integrated relationships with investment banking, exit-planning, and affiliated fund activities differentiate it from many team-sized wealth management firms that lack tied broker-dealer or fund-sponsoring affiliates.