C
Clark Soeten
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm provides asset management for custodial accounts and offers financial planning and consulting services to individuals and high-net-worth clients, delivering both one-time project plans and ongoing planning support alongside continuous portfolio supervision. The brochure notes the adviser registered the firm in 2023 and, at the time of the filing, had not yet established assets under management.
Investment decisions are driven primarily by fundamental analysis, with a general preference for identifying underpriced securities and holding them for the long term while remaining prepared to adjust holdings based on changing valuations. The firm also uses options strategies for hedging and income (stating it avoids strategies that create unlimited loss) and may pursue arbitrage opportunities such as merger arbitrage as part of its strategy set.
Distinctive features disclosed in the brochure include offering financial planning on an hourly basis in addition to negotiable project or ongoing fees, and the ability to enter performance-fee arrangements for qualified clients—compensation practices that are less common among peers in this category. The firm’s principal has an atypical background for an investment manager, including experience in education and philanthropic advising and ownership of a small event-rental business, which the brochure highlights alongside the firm’s newly established, single-owner structure.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Charitable giving & philanthropy
Fee options
$500-$5,000 for one-time financial planning projects; $100-$1,000 monthly for ongoing annual planning fee
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$300 per hour
Up to 20% of investment returns above a 6% hurdle rate, billed annually in arrears; negotiable and only for qualified clients
Main office location
Clark Soeten
Columbus OH, United States
Number of offices
1
Most active in
Clark Soeten has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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