Clark Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$230,000
Clients
7
29% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$32,857
About
The firm provides discretionary investment advisory and portfolio management services primarily to individual clients and also accepts institutional clients for portfolio management, combining typical individual-focused services with a small institutional practice. It charges client accounts under common percentage-of-AUM arrangements and may, in certain cases, use performance-based fee arrangements.
The firm’s principal oversees portfolio monitoring and supervisory reviews and is responsible for the implementation of the firm’s compliance program, including a formal Code of Ethics. The adviser reports no other active investment-related business activities and conducts ongoing reviews to align client portfolios with stated objectives.
Compared with peers, the firm is very small—managing roughly $230,000 across a very limited client base—which is notable given its combination of institutional work and its use of performance-based fees, both uncommon among similar independent advisers. The principal also serves as the firm’s Chief Compliance Officer and the brochure discloses no disciplinary history, which may be relevant for clients assessing regulatory oversight and governance.
Client services
Financial planning
Portfolio management
Main office location
Clark Financial LLC
Dallas TX, United States
Number of offices
1
Most active in
Clark Financial LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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