C
Cjs Securities Ia, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
28
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$0
About
CJS Securities IA, Inc. is a registered investment adviser that distributes equity research to a small client base of high‑net‑worth individuals, investment companies, and other investment advisers. Its research covers sectors including Consumer, Healthcare, Industrials, Materials, Business Services and Technology, and fees for research subscriptions are negotiated and invoiced to clients.
The firm’s research is produced by registered research analysts and relies on fundamental analysis—reviewing financial statements, product lines, management experience and industry outlook—to assess individual equities. CJS Securities IA does not provide discretionary or non‑discretionary portfolio management, does not take custody of client assets, and does not charge percentage‑of‑AUM or performance‑based fees.
Distinctive for an independent, single‑adviser firm, CJS Securities IA is affiliated with a broker‑dealer that produces and distributes the research and whose trading activity can generate commissions when clients execute recommended securities; associated persons are dual‑registered and salaried rather than compensated by commission. The firm maintains a small roster of clients with a notable non‑U.S. client presence and does not target non‑high‑net‑worth individual clients, which differs from many peers that provide individual portfolio management or rely on AUM fee models.
Client services
Distribution of research and research related services
Distribution of research and research related services
Expertise
Wealth management
Fee options
Fee-only: Fees are negotiated individually with each client based on the perceived value of the research; no fixed minimum or maximum fee amount.
Main office location
Cjs Securities Ia, Inc.
50 Main St, Suite 325
White Plains NY 10606, United States
Number of offices
1
Most active in
Cjs Securities Ia, Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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