Circle City Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$95,739,367
Clients
104
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
104
Very HighAverage account size
$920,571
About
Circle City Wealth Management LLC provides advisory services to individual and high-net-worth clients, offering ongoing portfolio management, standalone financial planning, and periodic educational seminars and workshops for clients and prospective clients. The firm documents client goals, risk tolerance, and tax considerations in an Investment Policy Statement and limits recommended investments primarily to mutual funds, ETFs, equities, fixed income, and insurance products, including annuities.
The firm tailors portfolios through an initial interview and constructs plans using a combination of charting, fundamental analysis, modern portfolio theory, and quantitative methods, and generally implements a long-term trading strategy. CCWM conducts regular monitoring with at least annual reviews and delivers account statements via custodians, with discretionary authority set out in client agreements.
Notable disclosures in the brochure include that the firm may retain third‑party solicitors under written arrangements (a form of endorsements or referral compensation) and may receive soft‑dollar research benefits from custodians — practices the brochure says could affect commission levels and will be disclosed to clients. As a single‑advisor firm managing roughly $95.7 million for about 100 client accounts, the brochure also notes operational choices that may differ from peers, such as not aggregating block trades and offering free educational seminars.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General retirement planning
College savings (529s, UTMA, etc.)
Annuities
Fee options
Fixed financial planning fees negotiated between $500 and $5,000.
$1 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.50% $2,000,001+: 0.25%
Account minimum: $2,500
Main office location
Circle City Wealth Management LLC
600 East Carmel Drive
Carmel IN 46032, United States
Number of offices
1
Most active in
Circle City Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Indiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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