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CINCaP Asset Management

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Client assets under management

$34,302,859

Clients

4

50% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

2

Very Low

Average account size

$8,575,715

About

CINCaP Asset Management provides wealth counseling and discretionary investment advisory services to individuals, families, trusts, estates, family businesses and certain charitable or institutional clients. The firm reports about $34.3 million in assets under management, a very small client roster, and offers ongoing portfolio management and financial planning without a stated account minimum.

The firm’s investment approach emphasizes long-term, strategic asset allocation with broad diversification, typically implemented with mutual funds and ETFs, disciplined rebalancing, and tax‑aware techniques such as tax‑loss harvesting and asset‑location decisions. CINCaP also uses third‑party managers and may recommend private investment funds, and it can employ margin and options strategies when authorized by clients.

Distinctive features include an affiliation with a broker‑dealer (CINCaP Investment Group) and shared senior management between the entities, which creates the potential for cross‑referrals and conflicts of interest that the firm discloses. The firm generally recommends accounts be custodied at RBC and discloses receipt of non‑transactional support and services from that custodian; one supervised person is also registered with the affiliated broker‑dealer and may be able to offer commission products.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Tax-loss harvesting Wealth management Passive / index investing Private / alternative investments

Fee options

Percentage

$0 - $250,000: 0.60% - 2.50% $250,001 - $500,000: 0.50% - 2.50% $500,001 - $1,000,000: 0.48% - 2.50% $1,000,001 - $2,000,000: 0.46% - 2.25% $2,000,001 - $3,000,000: 0.44% - 2.25% $3,000,001 - $4,000,000: 0.42% - 2.00% $4,000,001 - $5,000,000: 0.40% - 2.00% $5,000,001 - $10,000,000: 0.30% - 2.00% Above $10,000,000+: Negotiable

Other

Fee-only: Fees based on tiered percentage of assets under advisement; no commissions or performance fees; no minimum annual fee

Main office location

CINCaP Asset Management

455 Delta Avenue, Suite 207

Cincinnati OH 45226, United States

Number of offices

1

Most active in

More info

Indiana · Ohio

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 513-725-4841

Advisors at this firm

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user avatar

Fred O

Series 63

Cincinnati, OH

CINCaP Asset Management

Fred Overbeck is a financial advisor at CINCaP Asset Management with 20 years of industry experience. He holds the Series 63 designation and previously worked at Ross, Sinclaire & Associates for 16 years. Overbeck is also the COO of CINCaP Investment Group and Asset Management. CINCaP Asset Management offers wealth counseling and discretionary investment advisory services to individuals, families, trusts, estates, family businesses, and certain charitable or institutional clients. The firm emphasizes long-term, strategic asset allocation with broad diversification, using mutual funds, ETFs, disciplined rebalancing, and tax-aware techniques.

Tax-loss harvesting Wealth management Passive / index investing Private / alternative investments
user avatar

James H

Series 66

Cincinnati, OH

CINCaP Asset Management

James Hartke II is a financial advisor with CINCaP Asset Management, holding a Series 66 designation and 19 years of industry experience. He previously worked at Ross Sinclaire and Associates, LLC for 12 years before joining CINCaP Investment Group and later CINCaP Asset Management. Outside of his advisory role, he is an investor in a local capital holdings entity and participates as an advisory group member in the Municipal Securities Rulemaking Board. CINCaP Asset Management provides wealth counseling and discretionary investment advisory services to individuals, families, trusts, estates, family businesses, and certain charitable or institutional clients. The firm emphasizes long-term, strategic asset allocation with broad diversification, tax-aware techniques, and may employ third-party managers and alternative investment strategies.

Tax-loss harvesting Wealth management Passive / index investing Private / alternative investments
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