Chung Wu Investment Group, LLC

Chung Wu Investment Group, LLC provides asset management and financial planning to individuals (including high net worth clients), trusts, estates, and business entities. The firm reports approximately $147.5 million in discretionary assets across roughly 93 client relationships and also acts as the investment manager to the CWIG Total Return Fund, LLC, a privately offered pooled investment vehicle.

The firm emphasizes continuous, individualized account supervision and constructs portfolios from individual stocks and bonds, ETFs, mutual funds, options and alternative investments, with at least quarterly reviews and rebalancing. Its investment process combines top‑down sector and macro analysis with bottom‑up fundamental and technical research and incorporates derivatives and option strategies — including covered calls, spreads, and buy‑write approaches — in separately managed accounts while offering discretionary authority and client‑specific investment restrictions.

Distinctive elements relative to many peers include operating as a private fund adviser and serving pooled vehicle investors while maintaining a small advisory team, and disclosed affiliations where representatives are licensed real estate agents and insurance agents. The brochure notes these affiliated real estate and insurance activities generate customary transaction compensation and describes policies (Code of Ethics, pre‑clearance and personal trading procedures, and disclosures) intended to identify and manage the related conflicts of interest.