Chisholm Financial Planning & Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$43,000,000
Clients
45
44% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$955,556
About
Chisholm Financial Planning & Investments advises individual clients on investment management and financial planning. The firm provides fee-based asset management, hourly or fixed-fee financial planning, and occasional educational workshops, and reports $47 million in assets under management, all classified as non-discretionary.
Investment recommendations are tailored to client objectives, time horizon, and risk tolerance and may employ asset allocation, dollar-cost averaging, technical analysis, and both long- and short-term purchase strategies. Because the firm’s reported AUM is non-discretionary, clients generally retain approval over individual transactions, and accounts are reviewed at least biannually.
The firm’s structure is noteworthy for combining advisory services with other professional activities: the principal is a licensed attorney who offers legal consulting as a separate practice and is also a licensed insurance agent (disclosed as occupying up to 30% of her time), arrangements the brochure identifies as potential conflicts of interest. Operating as a single-advisor practice with a relatively small client base, Chisholm emphasizes coordinated planning and advisory services while disclosing these ancillary business activities and related conflict-management policies.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Fee options
Fixed fees from $2,000 to $6,000 per project
$0 - $500,000: 1.30% $500,001 - $750,000: 1.15% $750,001 - $1,000,000: 1.00% $1,000,001+: 0.80%
$300 - $450 per hour
Minimum fee: $6,000 annually ($500 monthly) minimum fee for clients investing less than $500,000 Fee-only: Hourly fees $300 - $450 per hour; Fixed fees for consulting projects range from $2,000 to $6,000 per project
Main office location
Chisholm Financial Planning & Investments
Henderson NY, United States
Number of offices
1
Most active in
Chisholm Financial Planning & Investments has reported serving >5 clients in these states in the last 12 months.
California · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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