C

Chicago Capital, LLC

Updated today

Client assets under management

$4,656,199,575

Clients

818

54% high-net worth

Advisors

11

of 18 employees

Firm type

Multi Team

Clients per advisor

74

High

Average account size

$5,692,176

About

Chicago Capital provides discretionary investment management, financial planning, and consulting to individuals, high‑net‑worth families, trusts, foundations, and other registered investment advisers. The firm also supplies research and data services to institutional clients and third‑party platforms as part of its service mix.

Portfolios are custom‑assembled and actively managed using both fundamental and technical analysis across a broad investable universe, including equities, fixed income, ETFs, master limited partnerships, options and occasional private placements. The firm manages accounts against client‑specific guidelines, monitors holdings continuously, and uses trade aggregation procedures to allocate block executions among client accounts.

Chicago Capital is notable for its minority ownership stake (37%) in another registered investment adviser and for acting as a compensated contributor to a third‑party ratings platform, providing historic and current position data and charging data fees for that service. In limited circumstances where it has custody or serves as trustee, the firm engages an independent accountant to perform annual surprise audits of client funds, and it routinely provides its research (including the Armitage Focused Equity Strategy) to institutional users.

Client services

Financial planning Portfolio management Research contributor services

Expertise

Active portfolio management

Fee options

Fixed

Fees may be charged for financial planning and advisory services separate from investment advisory fees (amounts not specified)

Percentage

1.00% per year

Project-based

Minimum consulting fee starts at $1,000 per hour

Other

Account minimum: $20,000 annual minimum fee Minimum fee: Minimum fee is $20,000 per year

Main office location

Chicago Capital, LLC

135 S. Lasalle, Ste. 4200

Chicago IL 60603, United States

Number of offices

1

Most active in

Arizona · California · Colorado · Connecticut · District of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Edward M

Series 63, Series 65

Chicago, IL

Chicago Capital, LLC

Edward Malysiak is a financial advisor at Chicago Capital, LLC with 36 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at William Blair and Company, L.L.C. for 20 years. He serves on the Investment Policy Committee of The Carle Foundation, a nonprofit hospital in Urbana, Illinois, a role he has held since 1990. Chicago Capital provides discretionary investment management, financial planning, and consulting to individuals, families, trusts, foundations, and registered investment advisers. The firm offers custom-assembled, actively managed portfolios across a broad range of asset classes and provides research and data services to institutional clients and third-party platforms.

Active portfolio management
user avatar

Joann S

Series 65

Chicago, IL

Chicago Capital, LLC

Joann Seagren is a financial advisor at Chicago Capital, LLC with 16 years of industry experience. She holds a Series 65 designation and has worked previously at JAG Capital Management LLC, CIBC Private Wealth Advisors, Inc., and Geneva Advisors, LLC. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm actively manages custom portfolios across a broad investable universe using both fundamental and technical analysis.

Active portfolio management
user avatar

Peter G

Series 63, Series 65

Chicago, IL

Chicago Capital, LLC

Peter Goldman is a financial advisor at Chicago Capital, LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Westwood Management Corporation for nine years before joining Chicago Capital. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm uses both fundamental and technical analysis to actively manage custom portfolios across a broad range of asset classes and offers research and data services to institutional clients.

Active portfolio management
user avatar

Mikhail K

Series 65

Chicago, IL

Chicago Capital, LLC

Mikhail Kimbarovsky is a financial advisor at Chicago Capital, LLC with 13 years of industry experience. He holds a Series 65 designation and has previously worked at JAG Capital Management LLC, CIBC Private Wealth Advisors, Inc., and Geneva Advisors, LLC. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm employs a custom-assembled, actively managed approach using both fundamental and technical analysis across a broad range of asset classes.

Active portfolio management
user avatar

Malinda D

Series 63, Series 65

Chicago, IL

Chicago Capital, LLC

Malinda Distefano is a financial advisor at Chicago Capital, LLC with 24 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Chicago Capital since 2018, following four years at William Blair & Company. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm offers custom-assembled, actively managed portfolios across a broad range of asset types and also supplies research and data services to institutional clients and third-party platforms.

Active portfolio management
user avatar

Scott F

CFA®

Chicago, IL

Chicago Capital, LLC

Scott Frazin is a CFA® charterholder with nine years of industry experience, currently serving as an advisor at Chicago Capital, LLC. His prior roles include positions at Corient and Gofen and Glossberg, L.L.C. He holds executive committee roles with Anshe Emet Synagogue and the Judd Goldman Adaptive Sailing Foundation. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm employs a custom, actively managed investment approach across a broad range of asset types and also offers research and data services to institutional clients and third-party platforms.

Active portfolio management
user avatar

Eric M

Series 63, Series 65

Chicago, IL

Chicago Capital, LLC

Eric Maddix is a financial advisor at Chicago Capital, LLC with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Chicago Capital since 2018, following a 19-year tenure at William Blair & Company, L.L.C. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and registered investment advisers. The firm actively manages customized portfolios across a broad range of asset classes and is known for its minority ownership stake in another registered investment adviser and its role as a contributor to a third-party ratings platform.

Active portfolio management
user avatar

David M

CFA®, Series 63, Series 65

Chicago, IL

Chicago Capital, LLC

David Mabie is a CFA® charterholder with 32 years of industry experience. He has worked at Chicago Capital, LLC since 2018 and previously spent 25 years at William Blair & Company L.L.C. Outside of his advisory role, Mabie manages Cache Creek Ranch, an agricultural operation in Montana, and serves on multiple nonprofit boards, including the Franklin Philanthropic Foundation and Lewis & Clark College. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, families, trusts, foundations, and other registered investment advisers. The firm employs a custom, actively managed approach using fundamental and technical analysis across a broad range of asset classes.

Active portfolio management
user avatar

Luis P

Series 65

Chicago, IL

Chicago Capital, LLC

Luis Pereda is a financial advisor at Chicago Capital, LLC with two years of industry experience. He holds a Series 65 designation and has worked at several firms including Corient Services LLC, Gofen and Glossberg, L.L.C., and Northern Trust. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm employs both fundamental and technical analysis to actively manage custom portfolios across a broad investable universe and offers research and data services to institutional clients and third-party platforms.

Active portfolio management
user avatar

Stacey S

CFP®, CFA®, Series 63

Chicago, IL

Chicago Capital, LLC

Stacey Sargent is a CFP®, CFA®, and Series 63 credentialed financial advisor with 30 years of industry experience. She has worked at Chicago Capital, LLC since 2018 and previously spent 20 years at William Blair & Company L.L.C. in Chicago, IL. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm employs a custom-assembled, actively managed approach using both fundamental and technical analysis across a broad range of asset types.

Active portfolio management
user avatar

Richard F

CFA®, Series 63

Chicago, IL

Chicago Capital, LLC

Richard Fradin is a CFA® charterholder and financial advisor at Chicago Capital, LLC with six years of industry experience. His prior roles include positions at CastleArk Management and Armitage Investment Advisors, as well as a long tenure at Rail-Splitter Capital Management, LLC. Chicago Capital provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth families, trusts, foundations, and other registered investment advisers. The firm employs a custom-assembled, actively managed approach across a wide range of asset classes, combining fundamental and technical analysis to meet client-specific guidelines.

Active portfolio management
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")