CFIG Investment Advisory Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$31,382,699
Total clients
17
65% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
17
Average account size
$1,846,041
About
CFIG Investment Advisory Services provides fee-based investment advisory services, financial planning and pension consulting for individuals, business entities, retirement plans, trusts, estates and charitable organizations. The firm also offers CFO-style business consulting and occasional public seminars and may coordinate with other registered advisors or sub‑advisers when it determines that is in a client’s interest.
The firm delivers custom, discretionary portfolio management using a tactical allocation approach and a mix of analytical methods (charting, fundamental, technical and cyclical analysis) to align asset mixes with client objectives and risk tolerances. Portfolios can include a broad set of instruments — mutual funds and ETFs, exchange-listed and OTC securities, corporate and municipal debt, structured products, variable insurance products, options and futures — and accounts are monitored on an ongoing basis.
A distinctive aspect of the firm is its affiliation with an insurance agency and the fact that its investment adviser representatives are licensed insurance agents; the brochure discloses that insurance-related activities occupy roughly a quarter of advisor time and that insurance products may be recommended and sold through the affiliate. The firm also notes services that are less common among similar independent advisors — including pension consulting and management of institutional or retirement-plan assets — and it emphasizes that client assets are held with independent custodians rather than in firm custody.
Client services
Expertise
Fee options
Fixed fees for comprehensive financial planning services generally $5,000 to $25,000 per plan; fixed fees may be negotiated; CFO services may have predetermined fixed fee schedules for longer terms
$0 - $499,999: 1.25% $500,000 - $4,999,999: 1.00% $5,000,000 - $9,999,999: 0.875% $10,000,000+: 0.75%
Hourly fees for advisory and financial planning services generally $400 per hour, negotiable
Account minimum: $250,000 per account registration, subject to a minimum annual fee of $3,125; smaller accounts may be accepted at advisor's discretion; no minimum for financial planning services Minimum fee: Minimum annual fee of $3,125 for accounts with minimum size of $250,000 Fee-only: Financial planning fixed fees ranging from $5,000 to $25,000 per plan; hourly advisory fees at $400/hour (negotiable)
Main office location
CFIG Investment Advisory Services, LLC
1555 Post Road East, Suite 206
Westport CT 06880, United States
Number of offices
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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