Centricity Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,500,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
4
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$2,125,000
About
Centricity Financial, LLC is a single-advisor independent registered investment adviser that provides portfolio management and financial planning to individuals, high‑net‑worth clients and a pooled investment vehicle (noted in the brochure as a hedge fund). The firm accepts both discretionary and non‑discretionary mandates and also offers standalone financial planning and consulting engagements.
Its investment process combines quantitative, fundamental, technical and qualitative analysis and includes named strategies such as a buy‑write (covered call) approach and a quantitatively driven “Theia” value strategy that targets at least 20 U.S. stocks. The firm also states it may use options, occasionally short the S&P 500, participate in IPOs and recommend alternative investments when suitable for a client.
Centricity is notable for the firm’s scale and account structure: roughly $9.1 million in AUM with about $8.4 million reported as non‑discretionary and only $570,000 discretionary, and a client list that includes a pooled vehicle—features that are uncommon among solo independent advisers. The brochure also discloses the firm may employ margin and derivatives in client accounts (and that margin use can increase both risk and the fee base), and it provides retirement‑plan related services such as selection of plan investment menus.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Private / alternative investments
Fee options
1.0% annually
$250 - $450 per hour
Main office location
Centricity Financial LLC
5000 Birch Street, Suite 3000
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Centricity Financial LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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