CB Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$124,475,731
This total excludes 9 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
61
70% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
61
Very HighAverage account size
$2,040,586
About
CB Capital LLC provides investment advisory and financial planning services to a mix of individuals, high-net-worth clients, small businesses, estates and trusts, and employer-sponsored retirement plans. The firm also offers retirement plan services and consulting to plan sponsors and delivers specialized advisory services tailored to automotive reinsurance companies.
The firm’s investment approach emphasizes long-term strategic asset allocation, tax efficiency, fee minimization, and principles from behavioral economics, and it implements portfolios largely with broad-based ETFs, individual equities, and fixed income. CB Capital tailors advice through comprehensive planning, ongoing client communication, and discretionary portfolio management with periodic rebalancing to align with client objectives.
What is distinctive for a solo independent adviser is the firm’s active work with pension and profit-sharing plan clients and its provision of pension consulting and retirement-plan fiduciary services under ERISA (including acting consistent with Section 3(21)/3(38) roles) while operating under PTE 2020-02 and DOL impartial conduct standards. The firm’s offerings are further informed by industry-specific experience in automotive reinsurance operations, enabling advisory work that addresses trustee requirements, tax considerations, cash-flow needs, and regulatory constraints for reinsurance-domiciled entities.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Retirement income strategy
Tax-loss harvesting
Active portfolio management
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning fixed fees generally range from $2,500 to $7,500; reinsurance consulting fixed fees generally range from $5,000 to $10,000
$0 - $500,000: 0.70% $500,001 - $1,000,000: 0.60% $1,000,001 - $2,000,000: 0.50% $2,000,001 - $5,000,000: 0.40% $5,000,001 - $10,000,000: 0.30% $10,000,001+: Customized
Financial planning hourly rate generally $350/hour; reinsurance consulting hourly rate generally $500/hour
Account minimum: $500,000 Minimum fee: Minimum fee may range from $5,000 to $15,000 per year depending on scope, time required, and complexity Fee-only: Fees are negotiable and may be flat fee or hourly for financial planning and consulting services; financial planning fees generally range from $2,500 to $7,500 or $350/hour; reinsurance consulting fees generally range from $5,000 to $10,000 or $500/hour
Main office location
CB Capital LLC
949 Eddie Dowling Highway
North Smithfield RI 02896, United States
Number of offices
1
Most active in
CB Capital LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts · Pennsylvania · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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