Caviness Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$59,010,452
Total clients
160
28% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
160
Average account size
$368,815
About
The firm provides discretionary asset management and financial planning and consulting to individuals, high‑net‑worth individuals, and corporate clients, managing about $59.0 million in discretionary assets across roughly 160 client relationships. Services include tailored portfolios using individual stocks, bonds, ETFs, options and mutual funds, plus planning areas such as retirement, estate, charitable and education planning, corporate and personal tax planning, real estate analysis, and cost segregation studies.
The firm delivers individualized portfolio management with at least quarterly reviews, uses fundamental analysis and both long‑ and short‑term purchase strategies, and requires client authorization for investment discretion to implement those strategies. It also sponsors a wrap fee program—managed on the same basis as non‑wrap accounts—and uses LPL Financial for custody, trade execution and related research and operational support.
Distinctive features relative to peers include acting as a wrap fee program sponsor and explicitly serving corporate/business clients, with planning services that reference corporate structure and cost segregation work uncommon among similar independent advisers. The firm’s supervised persons are registered representatives and licensed insurance agents who may offer commissionable products, and the brochure discloses personal trading controls and a Code of Ethics to address potential conflicts.
Client services
Expertise
Fee options
Flat fees generally range from $500 to $5,000 for financial planning and consulting
$0 - $499,999.99: 1.50% $500,000 - $749,999.99: 1.25% $750,000 - $999,999.99: 1.15% $1,000,000+: 1.00%
Commissionable securities sales through LPL Financial, including trail fees from mutual funds
$150 per hour for financial planning and consulting
Fee-only: Hourly fee $150; Flat fees range $500 to $5,000
Main office location
Caviness Wealth Management, LLC
15660 Dallas Parkway, Suite 1425
Dallas TX 75248, United States
Number of offices
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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