C
CAVE, INC.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,459,000
Total clients
16
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
16
Average account size
$91,188
About
Cave, Inc. provides financial planning and investment advisory services primarily to individual clients, including IRAs and other retirement accounts, and offers portfolio management alongside reviews of life insurance policies and annuities. Services begin with an initial consultation and proceed under an investment advisory agreement with ongoing client communication and account monitoring.
The firm manages client accounts on a discretionary basis using a single strategy that emphasizes market timing applied to ETFs and individual common stocks, with occasional allocations to sector ETFs or individual equities. The approach prioritizes capital conservation, can involve higher trading frequency, and may keep assets in cash for extended periods to avoid market exposure.
What is distinctive about the firm is its insurance expertise: the brochure highlights a specialization in evaluating life insurance and annuity contracts and an advisor background in the insurance industry, a combination that is less common among independent advisers. The firm also limits its money management primarily to ETFs and individual stocks, recommends a specific custodian for execution, and does not accept commissions or performance-based compensation.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Fee options
1% per annum regardless of account size
Most active in
CAVE, INC. has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")