C
CatsGame Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,700,000
Clients
11
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$336,364
About
CatsGame Capital is a small, independent, solo-registered investment adviser that provides discretionary portfolio management to qualified and high‑net‑worth clients rather than mass‑market retail individuals. The firm works directly with a limited client base and manages client accounts on a discretionary basis.
Its investment approach is research-driven and concentrated, relying on deep fundamental analysis to build typically 10–20 core positions held over multi‑year horizons, while also taking short positions where indicated. The firm may use options and other derivatives in separately managed accounts to hedge risk or implement views, and trading is generally limited rather than high‑frequency.
CatsGame is notable among peers for accepting only performance‑based compensation rather than charging percentage‑of‑AUM advisory fees, and for documenting hurdle and high‑water mark mechanics in its compensation arrangement. The firm’s small scale and the principal’s concurrent role as an analyst for an outside family office are disclosed features that may affect capacity and potential conflicts of interest.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Up to 20% of annual net realized and unrealized profits in excess of a 4% annual hurdle rate, subject to a high water mark and loss carry-forward provision.
Account minimum: $100,000
Main office location
CatsGame Capital LLC
Brooklyn NY, United States
Number of offices
1
Most active in
CatsGame Capital LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")