Catey, Inc.

Catey is a small, discretionary investment adviser that manages a limited roster of clients—primarily high‑net‑worth individuals, along with select businesses and institutions—and maintains roughly $9.3 million in assets under management. The firm provides portfolio management across common asset classes, including equities, exchange‑traded funds and fixed income, and operates under written investment management agreements.

The firm’s investment process blends momentum, earnings‑estimate revisions and valuation metrics (with a focus on price‑to‑sales and institutional accumulation) to combine growth and value characteristics over multi‑year horizons. Catey requires discretionary authority, centralizes custody and billing through a single custodian and offers performance‑based fee arrangements for qualified clients with a perpetual high‑water‑mark methodology.

Compared with peers, Catey is notable for several structural features uncommon for a firm of its size: it maintains an affiliated Swiss investment adviser that handles non‑U.S. clients, it is affiliated with an insurance brokerage through which personnel may offer commissionable insurance products, and it operates as a wrap‑fee program sponsor while still offering performance‑fee contracts. The firm’s small client base and the fact that advisors split significant time across advisory and insurance activities distinguish its operating model from many supported advisers.