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Catalyst Investment Management LLC

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Client assets under management

$129,810,000

Clients

60

58% high-net worth

Advisors

2

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

30

Low

Average account size

$2,163,500

About

Catalyst Investment Management serves individuals, high-net-worth individuals, trusts and estates, managing about $129.8 million for roughly 60 clients through a small advisory team of two. The firm offers discretionary investment management, ongoing financial planning and retirement-account advice, and acts as a fiduciary when advising ERISA and IRA accounts.

CIM’s investment approach is primarily long-term and low-turnover, built around diversified mutual funds and ETFs while also using individual stocks, bonds and, in limited circumstances, covered options, REITs and other limited partnerships. The firm combines fundamental, technical, cyclical and charting analysis to construct customized asset allocations and monitors portfolios continuously to align with each client’s goals and risk tolerance.

Noteworthy for a firm of its size, CIM sponsors a wrap fee program that bundles trading and custodial costs into a single asset-based fee, a practice that only a minority of similar firms disclose. The firm is affiliated with an insurance agency and its advisory personnel are licensed insurance professionals, and the brochure discloses that insurance and real estate implementations generate commissions separate from advisory fees, creating potential conflicts that are addressed in its disclosures.

Client services

Financial planning Portfolio management

Expertise

Active portfolio management Options & derivatives strategies Real estate investing

Fee options

Percentage

0.75% to 1.25% annually, based on factors including complexity, asset level, relationship

Project-based

Financial planning services at $250 per hour; fees may be negotiable

Other

Minimum fee: Minimum fee of $250, which can be waived at the sole discretion of the Advisor Fee-only: Investment advisory fees and hourly financial planning fees; no commissions on securities

Main office location

Catalyst Investment Management LLC

Windham NH, United States

Number of offices

3

Most active in

Florida · Maine · Massachusetts · New Hampshire · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Nicholas S

Series 63, Series 65, Series 66

Windham, NH

Catalyst Investment Management LLC

Nicholas Shea is a financial advisor at Catalyst Investment Management LLC with 34 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at firms including Fidelity Investments and Charles Schwab and Co. Outside of advising, he is also involved in real estate as a licensed realtor and assists senior clients with healthcare insurance solutions through an affiliated insurance agency. Catalyst Investment Management LLC provides discretionary investment management and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm employs a primarily long-term, fiduciary investment approach using low-cost mutual funds, ETFs, and other securities, and offers a wrap fee program that consolidates various costs into a single asset-based advisory fee.

Active portfolio management Options & derivatives strategies Real estate investing
user avatar

Thomas M

CFP®, Series 63, Series 66

Windham, NH

Catalyst Investment Management LLC

Thomas Mcenaney is a CFP® with 22 years of industry experience, currently serving as an advisor at Catalyst Investment Management LLC since 2020. He previously worked for eight years at Maine Financial Advisors. Catalyst Investment Management LLC provides discretionary investment management and financial planning for individuals, high-net-worth clients, trusts, and estates. The firm uses a long-term fiduciary investment approach that incorporates fundamental, technical, cyclical, and charting analysis to tailor portfolios, primarily employing low-cost mutual funds and ETFs alongside individual securities as appropriate.

Active portfolio management Options & derivatives strategies Real estate investing
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