Castle Asset Management, LLC

Castle Asset Management, LLC provides personalized financial planning, portfolio management, pension consulting and financial consulting to individuals and institutional clients, including pension and profit‑sharing plans, trusts, estates, and small businesses. Its advisory services include modular written financial plans, ongoing portfolio oversight, and participant education for employee benefit plans.

The firm applies long‑term and income‑focused strategies alongside fundamental and technical analysis within a modern portfolio theory framework, and may implement allocations through third‑party programs such as Matson Money and mutual fund series. While it offers discretionary management, its disclosures show a predominantly non‑discretionary orientation — $1,170,601 in continuous non‑discretionary assets managed and an additional $38,434,000 reported under advisement on a non‑continuous basis — with client accounts custodied at Interactive Brokers.

Noteworthy distinctions include that firm personnel are licensed insurance agents and the firm accepts commissions for insurance products, a practice the brochure discloses as a potential conflict of interest relative to advisory fees. The firm is small (two advisors serving nine clients) and does not report serving high‑net‑worth individuals, a client profile that differs from many peers.