Cascade Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,714,273
Clients
30
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
30
TypicalAverage account size
$1,023,809
About
Cascade Wealth LLC provides wealth management and financial planning to individuals, high-net-worth clients, trusts, and estates, and acts as a fiduciary when advising on retirement accounts, including ERISA and IRAs. Services include both discretionary and non-discretionary investment management as well as standalone or integrated financial planning engagements.
The firm typically builds diversified portfolios using exchange-traded funds, mutual funds, individual equities, and fixed income with a primarily long-term orientation while permitting shorter-term trades for rebalancing or cash needs. Investment decisions draw on both fundamental and technical analysis, and the firm generally excludes leveraged or inverse products from client portfolios.
Noteworthy features for a small independent advisor include a relatively compact client base and roughly $30.7 million in assets under management, no stated account minimum, and an emphasis on retirement-plan expertise (the firm’s lead advisor holds a CRPS designation and has prior institutional experience). Cascade Wealth maintains an institutional relationship with its recommended custodian that provides software and economic benefits to the firm (a disclosed potential conflict of interest), and it does not accept custody of client assets except for authorized fee deductions.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Charitable giving & philanthropy
College savings (529s, UTMA, etc.)
Fee options
Fixed negotiated fee for financial planning engagements
$0 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.70% $10,000,001+: 0.60%
$300 per hour
Main office location
Cascade Wealth LLC
Belmont MA, United States
Number of offices
1
Most active in
Cascade Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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