Carroll Advisory Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$341,058,157
This total excludes 48 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
202
46% high-net worth
Total advisors
4
of 7 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
51
Average account size
$1,688,407
About
Carroll Advisory Group provides comprehensive investment management and financial planning to individuals, high‑net‑worth clients, charitable organizations and corporations, and — unusually for a team‑style adviser — also lists insurance company clients among its client types. Services include ongoing portfolio management, retirement and estate planning, education and philanthropic planning, and business planning engagements, including project‑based work.
The firm tailors advice by collecting client suitability and profile information, typically managing accounts on a discretionary basis and implementing diversified portfolios that reflect tax considerations and any client‑imposed restrictions. Carroll Advisory Group uses both fundamental and technical analysis and pursues long‑ and short‑term strategies across common stocks, bonds, mutual funds, ETFs and selected alternative investments, with formal reviews at least annually.
Noteworthy features include that the firm and its personnel are insurance‑licensed and explicitly disclose a compensatory incentive to recommend insurance products, with documented suitability criteria used to mitigate that conflict. Carroll Advisory Group is a recently formed SEC‑registered adviser (initial registration in 2025) managing roughly $333 million in discretionary assets for about 200 clients with a four‑person advisory team, and it reports no minimum account size.
Client services
Financial planning
Portfolio management
Expertise
Business exit / sale strategy
Fee options
Project-based financial planning fixed fee between $1,500 and $5,000.
Minimum fee: Annual flat fee of $12,500 (equivalent to 1% of $1,250,000 AUM) that increases 3% annually. Fee-only: Financial planning fixed fees ranging from $1,500 to $5,000, paid in advance.
Main office location
Carroll Advisory Group
4203 Richmond Place
Texarkana TX 75503, United States
Number of offices
1
Most active in
Carroll Advisory Group has reported serving >5 clients in these states in the last 12 months.
Alabama · Arkansas · California · Colorado · Florida · Louisiana · Texas · Utah · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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