Carriage House Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,126,146
Clients
18
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$1,173,675
About
Carriage House Planning LLC provides financial planning and discretionary portfolio management to individual and high-net-worth clients through three service tiers—comprehensive wealth planning, annual planning with optional management, and investment-only management. The firm reports approximately $18.9 million in discretionary assets across about 31 clients and charges asset-based advisory fees for its management services while offering add-on estate planning information gathering and document drafting via a third‑party provider.
The firm combines passive and active management techniques, employing risk‑based strategic allocations alongside tactical shifts, and uses technical, fundamental, and charting analysis to inform sector and timing decisions. Clients receive Investment Policy Statements, periodic risk and portfolio reviews (annual and semi‑annual), and discretionary implementation that can include management of employer qualified plan assets or other held‑away accounts.
A notable aspect of the practice is a meaningful non‑U.S. client presence, which is uncommon for independent advisors of this size and affects how the firm coordinates custody and third‑party services. CHP also integrates third‑party estate scrivener support and a mix of passive index exposure with active, tactical overlays—an investment approach that differs from many small advisory firms that focus primarily on either passive allocation or traditional fundamental-only strategies.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Occupation focus
Executive
Fee options
$2,500/year for annual financial planning (Style B); $150 one-time fee for estate plan information gathering and document drafting (optional)
$0 - $500,000: 0.80% (Style B investment advisory fee) $0 - $500,000: 1.15% (Style A first $1,000,000) $1,000,001 - $2,000,000: 1.00% (Style A next $1,000,000) $2,000,001+: 0.80% (Style A amounts above $2,000,000) $0 - $1,000,000: 1.00% (Style C first $1,000,000) $1,000,001 - $2,000,000: 0.90% (Style C next $1,000,000) $2,000,001+: 0.80% (Style C amounts above $2,000,000)
Account minimum: $500,000 for Style A; No minimum for Style B and C Minimum fee: $2,500/year (Style B annual financial planning fee) Fee-only: $2,500/year flat fee for financial planning (Style B)
Main office location
Carriage House Planning LLC
Fisherville KY, United States
Number of offices
1
Most active in
Carriage House Planning LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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