Carlson Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$29,529,556
Clients
191
8% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
191
Very HighAverage account size
$154,605
About
Carlson Wealth serves individual investors as well as retirement plan sponsors and plan participants, offering ongoing asset management, written financial planning (full and modular), and a range of retirement plan services. The firm provides both non‑discretionary and discretionary management and delivers participant education and enrollment support as part of its plan services.
The firm’s investment approach is rooted in modern portfolio theory, emphasizing long‑term, buy‑and‑hold diversified portfolios implemented primarily through mutual funds and ETFs and managed models with periodic rebalancing. Carlson Wealth integrates financial planning with portfolio management and tailors services to client objectives, allowing reasonable account restrictions and both discretionary and non‑discretionary arrangements.
Noteworthy aspects include an ownership affiliation with an accounting firm and a principal with a CPA background, which the brochure describes as a source of tax and accounting referrals and coordinated services. The firm also emphasizes retirement‑plan fiduciary work—offering both fiduciary consulting and discretionary management plus group education/seminar support for participants—which is less common among small independent advisers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Income planning
General tax planning
Wealth management
Fee options
$0 - $99,999: 1.25% $100,000 - $499,999: 1.00% $500,000 - $1,499,999: 0.90% $1,500,000 - $2,999,999: 0.80% $3,000,000+: 0.70%
$180 per hour
Main office location
Carlson Wealth, LLC
11330 Q Street, Suite 209
Omaha NE 68137, United States
Number of offices
1
Most active in
Carlson Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Iowa · Nebraska
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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