Carey S. Roebuck Financial Services, LLC

The firm is an independent, single-advisor registered investment adviser that provides portfolio management and investment advice to individuals, corporations, businesses, and high‑net‑worth individuals and families. As of December 31, 2024 it reported approximately $5.54 million in assets under management across 36 client relationships, all of which are managed on a discretionary basis.

Roebuck Financial Services employs a blend of charting, fundamental, technical and cyclical analysis and implements strategies that include long‑term and short‑term purchases, active trading, and option writing (including covered and uncovered positions), as well as investments in ETFs and ETNs. The firm recommends Interactive Brokers as a custodian and uses platform software and support to monitor and service client accounts.

Distinctive features for a small, solo practice include a referral arrangement and revenue‑sharing with another asset manager (Shadowridge) for referred assets, and disclosure of two prior written customer complaints and a discharge from a previous employer that were closed with no action. The firm does not take custody of client assets, relies on custodial controls and SLOA procedures for third‑party transfers, and maintains a Code of Ethics with quarterly account reviews.