C
Carey, Patrick Joseph
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$903,232
Clients
34
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
34
TypicalAverage account size
$26,566
About
This independent advisory firm serves a small roster of individual clients—34 households—with approximately $903,232 in assets under management and provides portfolio management and related advisory services, typically on a percentage-of-AUM basis. The firm focuses on individualized account oversight rather than institutional mandates.
The firm generally manages client accounts on a largely non-discretionary basis, meaning clients retain decision authority over trades and transactions and are engaged in the approval process for portfolio changes. Account reviews and investment recommendations are provided periodically, with the advisor handling implementation only after client consent.
Notably, the advisor also acts as an insurance broker/agent and sells other financial products in addition to investment management, arrangements that are disclosed in the firm’s regulatory brochure and can create potential conflicts of interest. Given its solo-practitioner structure and small client base, the firm’s model emphasizes direct advisor-client interaction and consent-driven transactions combined with the option to obtain insurance and other financial products through the same office.
Client services
Financial planning
Portfolio management
Fee options
Main office location
Carey, Patrick Joseph
New York NY, United States
Number of offices
1
Most active in
Carey, Patrick Joseph has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")