CareGen Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$91,166,300
Total clients
40
55% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
40
Average account size
$2,279,158
About
CareGen Wealth Management is a California-registered advisory firm that provides investment management and comprehensive financial planning to individual clients — including high-net-worth households — as well as charitable organizations, corporations, and small businesses. The firm offers portfolio management (discretionary and non-discretionary), coordination with outside managers when appropriate, and ongoing planning services tailored to each client’s objectives and risk tolerance.
The firm’s investment approach emphasizes Modern Portfolio Theory and primarily passive investment management, building diversified portfolios with index mutual funds and ETFs and monitoring them on an ongoing basis. Financial planning is offered on an ongoing, hourly, or project basis and expressly incorporates behavioral-finance coaching, retirement and estate planning, college savings, tax considerations, and employer benefit and equity-compensation analysis.
Compared with many peers, CareGen makes a point of providing educational seminars and speaking engagements to organizations and the public — generally on a pro-bono, non‑sales basis — which the firm notes are purely informational and not personalized advice. The adviser also highlights capabilities for hands‑on implementation and coordination (including referrals to third‑party managers) and targeted planning for situations such as equity-compensation decisions and divorce-related financial issues.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
College savings (529s, UTMA, etc.)
Cash flow / budgeting
General estate planning guidance
Equity Recipients (RS/RSU, SOP, ESPP)
Fee options
Project-based financial planning fees range from $7,500 to $25,000
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.60% $10,000,001 - $20,000,000: 0.50% $20,000,001+: 0.40%
$450 per hour for financial planning services
Ongoing financial planning quarterly fee ranging between $900 and $10,000 based on complexity and client needs
Account minimum: $1,000,000 Minimum fee: Minimum annual fee of $10,000 per year ($2,500 per quarter) may be implemented Fee-only: Financial planning fees hourly at $450 per hour; project-based fees $7,500 to $25,000; ongoing financial planning quarterly fee $900 to $10,000
Main office location
CareGen Wealth Management
1825 S. Grant Street, Suite 200
San Mateo CA 94402, United States
Number of offices
2
Most active in
CareGen Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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