CapWealth Advisors, LLC

CapWealth Advisors is an SEC‑registered advisory firm serving individuals (including high‑net‑worth clients), charitable organizations, and corporate entities, managing roughly $2.03 billion through a team of 12 advisors and about 1,400 client relationships. The firm offers discretionary and non‑discretionary investment management, individualized financial planning (either stand‑alone or integrated with portfolio management), and tailored account restrictions where requested.

Investment decisions are driven by a mix of fundamental and technical analysis and an active management process that includes long‑ and short‑term strategies, option writing, and allocations to alternative vehicles such as interval funds and below‑investment‑grade securities. CapWealth conducts regular account monitoring and quarterly reviews, executes through a custodian relationship (with institutional services and research available), and uses Institutional Shareholder Services for proxy voting oversight.

The firm’s Form ADV discloses that it presents hypothetical performance scenarios and uses client testimonials in its advertising materials, practices that are relatively uncommon among similarly sized multi‑team RIAs and affect how past and modeled results may be communicated. The brochure also discloses revenue‑sharing/side‑letter arrangements with third‑party fund managers—where client allocations to external funds are paired with fee‑sharing agreements that clients must acknowledge—which represents a notable potential conflict of interest relative to peers.