Capstone Wealth

Capstone Wealth Management serves individual and high-net-worth clients, with a particular focus on business owners and professional executives, and provides wealth management, portfolio management, general financial planning, specialized planning for business owners/executives, and 1031 exchange advisory services; the firm reports managing roughly $354 million in client assets. It also advises on employer-sponsored retirement plan assets and works with clients’ trusts and estates.

The firm implements client strategies through a written investment policy statement, favoring diversified mutual-fund-based portfolios supplemented by fixed-income securities and occasional individual equity positions, and conducts discretionary trading with periodic monitoring and rebalancing (annual reviews and rebalancing at least every 18 months). Manager selection is described as a research-driven process that evaluates managers against industry and client data and seeks to align allocations with each client’s risk tolerance and goals.

What distinguishes Capstone Wealth from many peers is its explicit 1031 exchange facilitation service—including due diligence and private placement considerations—and the fact that some personnel are licensed insurance agents who may recommend commissionable insurance products (with disclosures and conflict-management procedures described in the brochure). The firm also notes use of client testimonials in its advertising and directs clients to a single recommended custodian for account custody and trade execution, which shapes its brokerage and service relationships.