Capstone Global Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,020,190
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
29
41% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
29
TypicalAverage account size
$207,593
About
Capstone Global Advisors, LLC provides fee‑only financial planning and investment advisory services to individuals, high‑net‑worth clients, and small businesses, and also manages pension and profit‑sharing plans. The firm offers asset management (both discretionary and non‑discretionary) exclusively through a wrap fee program, and financial planning on a negotiable hourly basis.
The firm’s investment approach uses fundamental and cyclical analysis and describes a nimble trading strategy intended to grow assets in uptrends and protect principal in downtrends; client objectives are documented via an Investment Policy Statement or risk tolerance. Asset management is custodied through a major custodian via Schwab Advisor Services, with advisory fees billed quarterly in advance.
Noteworthy for an independent adviser of its size, the firm sponsors its own wrap fee program and provides pension consulting and plan management—services that are relatively uncommon among peers. The adviser operates as a fee‑only firm with a $350,000 account minimum, offers negotiable planning fees, and may waive planning fees if the client implements recommendations through the firm.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement income strategy
General estate planning guidance
Tax-loss harvesting
Active portfolio management
Fee options
$0 - $500,000: 1.50% annually $500,001 - $2,500,000: 1.00% annually $2,500,001 - $4,000,000: 0.90% annually $4,000,001+: 0.75% annually
Negotiable hourly fee of $200 per hour for financial planning services.
Account minimum: $350,000 Fee-only: Negotiable hourly fee of $200 per hour for financial planning services. Fee may be waived if plan is implemented with CGA.
Most active in
Capstone Global Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Alabama · Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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