Caprock Capital Advisors Inc.

Caprock Capital Advisors serves primarily high‑net‑worth individuals and a small number of selected institutional clients, managing roughly $90.7 million across about 20 accounts with two advisors. The firm provides non‑discretionary portfolio management and financial planning, typically recommending third‑party portfolio managers while acting as the client’s primary financial adviser and monitor.

Investment recommendations are founded on fundamental research and implemented through dynamic asset‑allocation models that account for risk tolerance, tax and liquidity considerations and a focus on downside scenarios. The firm uses alternatives (including hedge funds, private equity, real estate and energy interests) as part of diversification, conducts due‑diligence reviews of recommended managers, and performs at least quarterly account reviews while generally requiring client approval before executing trades.

Compared with peers, Caprock is unusual in that virtually all assets are managed on a non‑discretionary basis and the firm discloses an affiliation between its principal and an accounting practice that specializes in complex tax work for high‑net‑worth clients. The principal also serves as trustee for large multi‑generational trusts, and the firm notes a policy of not charging advisory fees on certain private energy investments where affiliated parties may receive carried interest, intended to mitigate that conflict of interest.