Capital Wealth Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$50,000,000
Total clients
117
15% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
117
Average account size
$427,350
About
Capital Wealth Strategies LLC is a registered investment adviser that provides ongoing portfolio management to individuals, high‑net‑worth individuals, and, notably, insurance company clients. The firm documents client goals and risk tolerance in an Investment Policy Statement and implements diversified portfolios primarily using ETFs, mutual funds, fixed income securities, and insurance products.
The firm uses research and pre-built model portfolios from The Sherman Sheet to construct custom blended models and pursues a medium‑term trading approach, with rebalancing or trades conducted on a quarterly basis when appropriate. It typically operates with discretionary trading authority when authorized and conducts at least quarterly reviews with written reporting to clients.
Distinctive elements disclosed in the brochure include serving insurance company clients, a client type that is uncommon among independent peers, and a prior regulatory disclosure: a 2017 FINRA suspension related to noncompliance with an arbitration award that was later lifted. The firm also discloses ancillary business activities (a short‑term rental) and that it does not use third‑party investment managers and has no account minimum, which may affect how services are delivered compared with peers.
Client services
Expertise
Fee options
1.00% annually
Main office location
Capital Wealth Strategies, LLC
3046 De La Vina St
Santa Barbara CA 93105, United States
Number of offices
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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