Capital Wealth Planning Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$50,359,296
Total clients
62
40% high-net worth
Total advisors
2
of 1 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
31
Average account size
$812,247
About
Capital Wealth Planning Services provides financial planning and investment advisory services primarily to individual and high-net-worth clients, offering comprehensive and specific written financial plans, hourly consultations, and ongoing fee-based portfolio management. Clients may implement recommendations through StoneX Securities or other broker-dealers, and firm representatives are licensed to offer brokerage and insurance products that can be sold on a commission basis.
The firm follows a needs‑based approach and emphasizes long-term, buy‑and‑hold strategies with asset allocation and fixed assets, while also using fundamental, technical, and cyclical analysis and occasionally employing short‑term trades. All assets managed by the firm are handled on a non‑discretionary basis, with supervisory reviews, annual adviser reviews, and account reporting provided through StoneX Securities.
What distinguishes the firm from most peers is the combination of advisory, broker‑dealer registration, and insurance agency activities: representatives execute trades and sell insurance and annuity products through StoneX Securities and may receive commissions, while also acting as fiduciaries and offering fee offsets and disclosures to address potential conflicts. The firm operates as a small supported practice (two advisors, roughly $50.4 million in AUM across about 62 client accounts), does not accept proxy‑voting authority, and relies on client consent for transactions and for authorizations to debit advisory fees.
Client services
Expertise
Fee options
$0 - $250,000: 2.25% $250,001 - $500,000: 1.95% $500,001 - $750,000: 1.65% $750,001 - $1,000,000: 1.35% $1,000,001 - $2,000,000: 1.15% $2,000,000+: 0.85%
Commission-based compensation is offered as registered representatives may earn commissions from securities transactions through StoneX Securities.
$250/hour for Comprehensive Financial Planning, Specific Financial Planning, and Hourly Financial Consultation
Main office location
Capital Wealth Planning Services
14 Maine Street, Suite 111 B
Brunswick ME 04011, United States
Number of offices
1
Most active in
Maine
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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